Commodity Futures Modernization Act

Results: 717



#Item
131Financial system / Commodity Futures Modernization Act / Commodity Pool Operator / Commodity Futures Trading Commission / Commodity pool / Commodity Exchange Act / Securities regulation in the United States / National Futures Association / Commodity market / Commodities market / Financial economics / Finance

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE, et al., Plaintiffs, v.

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Source URL: www.ici.org

Language: English
132Commodity Futures Trading Commission / Financial services / Hedge fund / Cayman Islands / Futures contract / Preqin / Commodity Futures Modernization Act / Financial economics / Investment / Finance

SEC Grants MFA’s No-Action Letter on Knowledgeable Employees: Earlier this month, the staff of the Security and Exchange Commission’s (SEC) Division of Investment Management issued a no-action letter to MFA, updating

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Source URL: www.managedfunds.org

Language: English
133Finance / Futures contract / Derivative / Commodity Exchange Act / Commodity Futures Modernization Act / Financial economics / Commodity Futures Trading Commission / Financial system

FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer Account [Date] [Name and Address of Bank, Trust Company, Derivatives Clearing Organization or We refer to the Segregated Account(s) which [Name of Futures

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:31
134United States Securities and Exchange Commission / United States securities law / Options Clearing Corporation / Financial system / Securities Exchange Act / Federal Reserve System / Commodity Futures Modernization Act / Finance / Financial economics / 73rd United States Congress

Notice of Extension of Review Period of Advance Notice to Establish the Legal and Operational Framework for Providing Central Clearing of OTC Index Options on the S&P 500 Index That are Negotiated Bilaterally in the

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Source URL: www.sec.gov

Language: English - Date: 2012-10-28 09:12:46
135Commodity Futures Trading Commission / Commodity Pool Operator / Commodity Futures Modernization Act / Commodity pool / Financial system / Commodity Exchange Act / Commodities market / Financial economics / Financial regulation

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE, CHAMBER OF COMMERCE OF THE UNITED STATES OF AMERICA, Plaintiffs,

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Source URL: www.ici.org

Language: English
136Financial system / Commodity Exchange Act / Financial regulation / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer MMMF Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest Cleared Swaps Customer Collateral held by [Name of Futures Commi

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:33
137Financial system / Finance / United States securities law / 106th United States Congress / American International Group / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity pool / Financial economics / Commodities market / Financial markets

[removed]Federal Register / Vol. 66, No[removed]Friday, August 17, [removed]Rules and Regulations Paragraph 5000

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Source URL: www.cftc.gov

Language: English
138Finance / Futures contract / Commodity Exchange Act / Money market fund / Late-2000s financial crisis / Commodity Futures Modernization Act / Financial economics / Investment / Commodity Futures Trading Commission

Appendix F to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest funds held by [Name of

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:53
139Business / Financial economics / Enron / Finance / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Audit committee / Futures contract

14-05 JAC Regulatory Update_Risk Managment Program Submission

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Source URL: www.jacfutures.com

Language: English - Date: 2014-07-01 15:51:36
140Financial markets / United States securities law / Futures contract / Commodity Futures Trading Commission / Commodity Futures Modernization Act / Options Clearing Corporation / Commodity Exchange Act / Futures exchange / Securities regulation in the United States / Financial economics / Financial system / Finance

Thursday, August 30, 2001 Part II Commodity Futures

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Source URL: www.cftc.gov

Language: English
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